Supplemental Resources

Risk Management

Five Essential Elements of a Corporate Compliance Program, Paul McNulty and Stephen Martin

Corruption Perceptions Index, Transparency International

A Resource Guide to the U.S. Foreign Corrupt Practices Act, Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission

UK Bribery Act, 2010 Guidance, UK Ministry of Justice

Physician Payment Sunshine Act, Department of Health and Human Services, Centers for Medicare & Medicaid Services

Physician Payment Sunshine Act FAQs, Centers for Medicare & Medicaid Services

Rules Governing Cash and Non-Cash Compensation in the Financial Services Sector, 2830. Investment Company Securities, section (l), Financial Industry Regulatory Authority / National Association of Securities Dealers Rules

Establishing an Effective Compliance Program: An Overview to Protecting Your Organization, Association of Corporate Counsel